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U-5 Defamation and Libel

Rich, Intelisano & Katz represents financial industry employees in FINRA arbitrations seeking relief from defamatory U-5 employer filings. Individuals who have been victims of this abuse may find it difficult to move to a new firm. We can help correct these industry employment records. We have been successful, despite recent unfavorable changes to defamation law in New York, in expunging false U-5s, including reimbursement of attorneys’ fees. We can help you fight back to save your reputation in the industry and obtain monetary damages where appropriate.

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