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On Wall Street

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Financial Planning


On Wall Street
What's in the Pipeline? - March 2016


CNBC
The second coming of Steven Cohen - January 11, 2016


Wall Street Journal
Finra to Examine Brokerage Firm Culture - January 5, 2016

Wall Street Journal
Credit Suisse Claims UBS Raided Staff - December 21, 2015


Bloomberg Business
Cantor Fitzgerald Fined, Suspended in Microcap Case - December 21, 2015

Bloomberg Business
Cantor Fitzgerald's Kessler Steps Down as U.S. Equities Head - December 18, 2015

On Wall Street
UBS Recruiting Ignites Raiding Claim, Spoils Credit Suisse-Wells Fargo Deal - December 17, 2015

On Wall Street
Clients Accuse $1.2B Ex-Merrill Advisor of Unauthorized Trades, Overcharging - April 8, 2015

Reuters
COMPLY-Clearing firms fear Wall Street regulator's data proposal - March 18, 2014

NY Times
A Much Criticized Pocket of the Rockaways, Built to Survive a Storm - November 19, 2012

Reuters
Ex-Wells Fargo broker scores partial win in legal dispute - August 29, 2012

NY Times
Goldman, Still Playing in Bayou's Mud - August 18, 2012

Wall Street Journal
Goldman to Sell Unit to State Street for $550 Million - July 17, 2012

Reuters
Jefferies scores in $178 mln auction-rate battle - July 9, 2012

On Wall Street
Court Rejects Goldman's Appeal of $20.6M Arbitration Award - July 5, 2012

Wall Street Journal
Goldman Dealt Setback in Bayou Case - July 5, 2012

NY Times
Court Upholds Big Award Against Goldman - July 5, 2012

Reuters
Goldman Sachs loses appeal of $20.6 mln Bayou award - July 4, 2012

The American Lawyer
Schulte Roth Loses Bid to Wipe Out $20.6 Million Goldman Arbitration Award - July 3, 2012

Bloomberg
Goldman Loses Appeal of Bayou Creditors' Arbitration Win - July 3, 2012

Bloomberg
SAC's Cohen Said to Be Deposed in SEC Trading Probe - June 21, 2012

The Wall Street Journal - Online
Goldman Continues To Fight $20.6M Bayou Award In U.S. Appeals Court - March 12, 2012

New York Law Journal
Marketplace - February 29, 2012

DowJones
Goldman Cuts Broker Ties Amid Scrutiny Of Customer Interaction - December 22, 2011

Bloomberg
Citigroup's Mathur Said to Depart With Hybrid Traders as Pandit Cuts Jobs - December 9, 2011

American Lawyer
Too Big For Their Britches? - December 1, 2011

Bloomberg
Citigroup Saudi Deal Haunts Pandit - November 30, 2011

Wall Street Journal
Goldman Battles Bayou Decision - October 15, 2011

Bloomberg
Goldman Sachs Asks Court to Throw Out $20.5 Million Bayou Creditors’ Award - October 15, 2011

On Wall Street
Citigroup Aims to Stop Arbitration From Proceeding - October 7, 2011

Bloomberg
Citigroup Sues to Block Arbitration of Saudi Investors? Claim - October 6, 2011

Reuters
Special Report: A fame-seeking Philly trader's rap falls flat - May 12, 2011

On Wall Street
FINRA: Citi to Pay Investors $6.4M - February 9, 2011

CNBC
Intelisano: For Madoff Victims Two Years Later, It'll Never Be the Same - December 9, 2010

NY Times
Goldman’s $20 Million Consequence - November 30, 2010
Source: NY Times Dealbook

Associated Press
Probe leads investors to wonder: Is game rigged? - November 24, 2010

Reuters
Goldman loses bid to toss record Bayou award - November 9, 2010

The American Lawyer
Judge Rakoff Confirms $20.6 Million Arbitration Award Against Goldman Sachs - November 9, 2010

NY Times
Judge Upholds Award Against Goldman - November 8, 2010
Source: NY Times Dealbook

Hedgefund.net
Goldman Fighting Bayou $20M+ Arbitration Award - October 22, 2010

NY Times
In Clearing Bayou, Quagmire for Goldman - October 21, 2010
Source: NY Times Dealbook

NY Times
Plaintiffs’ Bar Unhappy With Tip Process - October 14, 2010
Source: NY Times Dealbook

Reuters
Vision Capital scored big with its Harvard ties - Sepember 24, 2010

New York Times
Creditors Want Award Against Goldman Upheld - September 8, 2010

Wall Street Journal
Trade Group Seeks to Have Bayou Award Thrown Out - August 6, 2010

Wall Street Journal
Goldman Sues to Vacate $20.6 Million Bayou Award - July 24, 2010

New York Times
Goldman Must Pay Some Bayou Losses - June 26, 2010

Wall Street Journal
Goldman Told to Pay Bayou Fund Creditors - June 26, 2010

Financial Times
Goldman to pay $21m to settle claims over Bayou collapse - June 26, 2010

Wall Street Journal
Paulson & Co. May Face Investor Lawsuits on Goldman Sachs CDO, Lawyers Say - April 16, 2010

Brooklyn Law School
Featured Alumnus - Spring, 2010

Reueters
Investor in defunct Bear fund wins $3.4 mln award - February 9, 2010

Bloomberg
Galleon Wiretaps Rattle Hedge Funds as Insider Trading Targeted - October 26, 2009

Boston Globe
Broker aided Madoff, US says - June 23, 2009

New York Times
Madoff Scandal Casts Light on Investment Advisers - April 07, 2009

Bloomberg
Stanford: Signs That Should Have Worried Investors - February 18, 2009

Bloomberg
Madoff: Layers and Layers of Players - January 15, 2009

Guardian UK
Bernard Madoff faces potential 150 years in prison after lawyer confirms he is likely to plead guilty - January 11, 2009

 Bloomberg
Madoff Investors Paid Fees to Funds for Profits That Vanished - January 09, 2009

 New York Post
Analysts: Firm Sent Clients 'Dated' Info - December 17, 2009

Bloomberg
Rajaratnam’s Former Colleagues Cooperate, Plead Guilty in Case - November 6, 2009

Bloomberg
Westridge Got $21.3 Million From School Weeks Ago - February 02, 2009

Guardian UK
Antisemites feast on Madoff misery - December 18, 2008

Guardian UK
Madoff in house arrest and SEC under fire - December 17, 2008

Financial Times
Former investors could still be targeted - December 16, 2008

New York Times
A Palm Beach Enclave, Stunned by an Inside Job - December 14, 2008

Reuters
Legal experts see wide fallout from Madoff case - December 12, 2008

New York Times
Defrauded Fund Investors Sue Goldman - July 18, 2008

Bloomberg
Bayou's Israel Was Cheated in Scam, Investigator Says - July 15, 2008

Fox News
Agents search for NY swindler who faked suicide - June 20, 2008

Reuters
Probe deepens in missing U.S. hedge fund manager - June 13, 2008

Reuters
Search widens for missing ex-hedge fund manager - June 11, 2008

USA Today
Search for hedge-fund crook despite suicide note - June 10, 2008

National Law Journal
Smaller Law Firms Catch a Break in Market Crisis - April 17, 2008

Bloomberg
Bayou Co-Founder Gets 4 1/4 Year Sentence for Fraud   - December 22, 2008

New York Times
The Bankruptcy Development That Has Wall St. Worried - February 23, 2007

Reuters
Bear Stearns likely to face hedge fund lawsuits - June 28, 2007

Reuters
Bear Stearns hedge fund investor files claim - August 02, 2007

Bloomberg
U.S. Stock-Index Futures Decline; Countrywide, Goldman Retreat - August 15, 2007

Bloomberg
Goldman Fund Cuts Fees to Woo Investors After Loss - August 15, 2007

Bloomberg
Sentinel Sold to Citadel Too Cheaply, Customers Say - August 17, 2007

Bloomberg
Citadel Wades Into Credit Crisis With E*Trade Deal - November 29, 2007

Bloomberg Business
Probe of Insider Trading at Bear Stearns - December 17, 2007

Bloomberg
Hedge Funds Withdraw SEC Registrations After Ruling - September 22, 2006

CBS News
Feds Get Break In Suicide Fugitive Case - July 20, 2006

CBS News
Cops: Hedge Fund Swindler No Suicide - July 16, 2006

New York Post
Mets Owner Sued In Bayou Collapse - July 13, 2006

Bloomberg
Bayou Investors Seek to Recover More Than $100 Mln - September 30, 2005

The Street
Bayou and the Bush Cousin - September 20, 2005

Financial Times
Lawyers look for Bayou liability - September 6, 2005

New York Times
Big Account In Arizona May Hold Bayou Cash - August 31, 2005

Bloomberg
Bayou Fund, Founder Face Lawsuits Over $4.5 Mln in Unpaid - August 31, 2005

USA Today
Money seized from Bayou Management hedge funds - August 30, 2005

Wall Street Journal
Letter admits years of fraud at Bayou, police say - August 29, 2005

New York Times
A Hedge Fund Falls Off the Face of the Earth - August 28, 2005

New York Post
Birthday Suit - Ex-Hennessee Exec Claims Pregnancy Led To Firing Birthday Suite - March 24, 2005

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